License Examination Structure
| No. | Paper | No. of Question | Duration (min) | Fee (Baht) |
|---|---|---|---|---|
| Since 16 Nov 2014 | ||||
| Group 1 Investment Consultant Group | ||||
|
Paper 1:
Securities Investment Consultant Examination
|
Manual / LOS | 120 | 180 | 2,800 |
|
Paper 2:
Derivatives Investment Consultant Examination
|
Manual / LOS | 120 | 180 | 2,800 |
|
Paper 3:
Debt Instruments Investment Consultant Examination
|
Manual / LOS | 80 | 120 | 2,000 |
|
Paper 4:
Fund Investment Consultant Examination
|
Manual / LOS | 80 | 120 | 2,000 |
|
Paper 5:
Equity Investment Consultant Examination
|
Manual / LOS | 80 | 120 | 2,000 |
| Group 2 Additional Products Group | ||||
|
Paper 7:
Examination for Additional Product: Debt Instruments
|
Manual / LOS | 40 | 60 | 1,200 |
|
Paper 8:
Examination for Additional Product: Funds
|
Manual / LOS | 40 | 60 | 1,200 |
|
Paper 9:
Examination for Additional Product: Equities
|
Manual / LOS | 40 | 60 | 1,200 |
|
Paper 10:
Examination for Additional Product: Funds and Equities
|
Manual / LOS | 40 | 60 | 1,200 |
|
Paper 11:
Examination for Additional Product: Equities and Debt Instruments
|
Manual / LOS | 40 | 60 | 1,200 |
|
Paper 12:
Examination for Additional Product: Funds and Debt Instruments
|
Manual / LOS | 40 | 60 | 1,200 |
|
Paper 13:
Examination for Additional Product: Debt Instruments, Funds, and Equities
|
Manual / LOS | 60 | 90 | 1,600 |
|
Paper 14:
Examination for Additional Product: Derivatives
|
Manual / LOS | 60 | 90 | 1,600 |
| Group 4 Rule and Regulations Group | ||||
|
Paper 17:
Examination on Dealing Rules and Regulations: Securities (Including Derivatives)
|
Manual / LOS | 55 | 90 | 1,500 |
|
Paper 18:
Examination on Dealing Rules and Regulations: Securities (Excluding Derivatives)
|
Manual / LOS | 40 | 60 | 1,200 |
|
Paper 19:
Examination on Dealing Rules and Regulations: Derivatives
|
Manual / LOS | 40 | 60 | 1,200 |
|
Paper 22:
Core Rules and Regulations
|
Manual / LOS | 30 | 45 | 1,000 |
